Charles P. Schicker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Peter Schicker, who also goes by Chuck Peter Schicker, Chuck Schicker, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1996. Charles had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2010 - September 29, 2015
GROVE POINT INVESTMENTS, LLC
January 23, 2007 - March 31, 2015
ANNEX WEALTH MANAGEMENT, LLC
January 11, 2007 - December 7, 2009
SII INVESTMENTS, INC.
June 19, 1997 - December 7, 2009
SII INVESTMENTS, INC.
January 26, 1996 - July 22, 1997
AMERICAN BEACON PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
