Timothy J. Lawrence
Professional summary
Timothy James Lawrence, who also goes by T J Lawrence, Tim Lawrence, is a registered financial advisor currently at MILLENNIUM PORTFOLIO ADVISORS located in Englewood, Colorado.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2013 - Present
MILLENNIUM PORTFOLIO ADVISORS
December 8, 2011 - December 31, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
September 16, 2009 - November 17, 2011
CAPSTONE INVESTMENT FINANCIAL GROUP, INC.
August 1, 2006 - October 15, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 1, 2006 - October 15, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 7, 2003 - August 2, 2006
COMMONWEALTH FINANCIAL NETWORK
February 7, 2003 - August 2, 2006
COMMONWEALTH FINANCIAL NETWORK
February 17, 2001 - February 20, 2003
RBC CAPITAL MARKETS, LLC
January 19, 2001 - February 20, 2003
RBC CAPITAL MARKETS, LLC
August 11, 1999 - February 7, 2001
PIPER SANDLER & CO.
September 10, 1997 - September 9, 1999
U.S. BANCORP INVESTMENTS, INC.
February 8, 1996 - September 11, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/1/2013)
Exams
Current Firm
MILLENNIUM PORTFOLIO ADVISORS
CRD#: 137124 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 158 |
| AUM (Assets Under Management) | $ 36,942,000 |
Red Flags
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