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Michael Lee Christopher

CRD# 2695315·Registered 1996 - 1998
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Lee Christopher was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 1998. Michael had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ELECTRONIC ACCESS DIRECT, INC.·CRD# 36975
BD
Sarasota, FL
October 6, 1997 - February 5, 1998
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
June 10, 1997 - July 16, 1997
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
February 1, 1996 - May 12, 1997

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Current Firm

EA
ELECTRONIC ACCESS DIRECT, INC.

ALLEN DOUGLAS DIRECT, INC. | WORLD CAPITAL GROWTH CORPORATION | G.L. BARRETT & ASSOCIATES, SECURITIES INCORPORATED | ELECTRONIC ACCESS DIRECT, INC. | ELECTRONIC ACCESS DIRECT | EADIRECT, INC.

CRD#: 36975 / SEC#: 8-47549
BD
Terminated by SEC on 11/24/2007

Contact Information

Established

Florida since 07/01/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BARRETT, RICHARD LEEPRESIDENT/CCO/FINOP2516978
EDWARDS, DONALD WILLIAM JRCHMN/CEO2539678
BERKOWITZ, WILLIAMPREFERRED OWNER—
HUGHES, ROBERT KPREFERRED OWNER—

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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