Jasper K. Mui
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasper Koonhung Mui, who also goes by Jasper Koon Hung Mui, was a registered financial professional .
Jasper is a previously registered financial professional and started their career in finance in 2016. Jasper had worked at 3 firms and has passed the Series 63, Series 62, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2024 - October 29, 2025
ATLANTIC - PACIFIC CAPITAL, INC.
May 20, 2022 - August 8, 2022
DECHEQUE SECURITIES LLC
November 1, 2016 - April 2, 2020
SIXTEEN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationCurrent Firm
ATLANTIC - PACIFIC CAPITAL, INC.
CRD#: 38356 / SEC#: , 8-48198
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
