Paul G. Gappa
Professional summary
Paul Glenn Gappa is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2011. Paul has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Glenn Gappa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2008 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606June 30, 2011 - September 30, 2014
SPARTA GROUP OF CHICAGO, L.P.
June 30, 2011 - December 15, 2014
CASSANDRA TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(9/28/2015)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
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