Shane P. Brosnan

WEST WEALTH GROUP

IRVINE, CA 92614

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CRD#: 2694795

Professional summary

Shane Patrick Brosnan, who also goes by Shane Patrick Brosnan, is a registered financial advisor currently at WEST WEALTH GROUP, LLC located in Irvine, California.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Shane has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Patrick Brosnan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) BROSNAN & ASSOCIATES FINANCIAL & INSURANCE SERVICES, LLC - INSURANCE SALES - MEMBER/PRESIDENT - NATURE: FIXED INSURANCE AND ANNUITY SALES & MARKETING - INVESTMENT RELATED: NO - HOURS: 10 - SECURITIES TRADING HOURS: 10 - START DATE: 02/01/1998 - LOCATED AT 2 Park Plaza, Suite 280, Irvine, CA 92614 2.) Shane Brosnan - INSURANCE SALES - Representative - NATURE: FIXED INSURANCE AND ANNUITY SALES & MARKETING - INVESTMENT RELATED: NO - HOURS: 10 - SECURITIES TRADING HOURS: 10 - START DATE: 08/23/1999 - LOCATED AT 2 Park Plaza, Suite 280, Irvine, CA 92614

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Brosnan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2021 - Present

WEST WEALTH GROUP, LLC

Office #1: 2 Park Plaza Suite 800, Irvine, CA 92614

RIA

CRD#: 316644

IRVINE, CA

Past

July 18, 2017 - December 3, 2021

COOPER MCMANUS

RIA

CRD#: 111458

Irvine, CA

Past

June 3, 2015 - July 17, 2017

COOPER MCMANUS

RIA

CRD#: 111458

IRVINE, CA

Past

May 28, 2015 - July 17, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

Irvine, CA

Past

November 18, 2013 - May 29, 2015

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

CORONA DEL MAR, CA

Past

January 4, 2011 - May 29, 2015

CAPITAL SYNERGY PARTNERS

CRD#: 148733

CORONA DEL MAR, CA

Past

September 19, 2003 - December 31, 2010

FINANCIAL WEST GROUP

RIA

CRD#: 16668

NEWPORT BEACH, CA

Past

March 14, 2002 - December 31, 2010

FINANCIAL WEST GROUP

CRD#: 16668

NEWPORT BEACH, CA

Past

May 25, 2001 - February 14, 2007

INDEPENDENT ADVISERS GROUP CORP

RIA

CRD#: 106684

IRVINE, CA

Past

June 11, 1998 - March 21, 2002

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

April 18, 1996 - June 29, 1998

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/26/2021)

IAR

Louisiana
(10/27/2021)

IAR

Texas
(10/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/17/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEST WEALTH GROUP, LLC

BML WEALTH MANAGEMENT | YACK WEALTH MANAGEMENT | WEST WEALTH GROUP, LLC | ENSEMBLE WEALTH MANAGEMENT

CRD#: 316644 / SEC#: 801-122438

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

2 Park Plaza Suite 800, Irvine, CA 92614

Mailing Address

Phone number

(949) 682-9105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/21/2025)

Regulatory assets under management

Total Number of Accounts	2,273
AUM (Assets Under Management)	$ 472,091,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shane P. Brosnan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Patrick Brosnan's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER MCMANUS

COOPER MCMANUS

SECURITIES AMERICA, INC.

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

INDEPENDENT ADVISERS GROUP CORP

OSAIC FS, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEST WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2001

Series 63

Date: 1/17/1996

SIE

Date: 7/17/2017

Series 7

Date: 2/20/2001

Series 6

Date: 4/17/1996

Current Firm

WEST WEALTH GROUP, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST WEALTH GROUP, LLC

TRUST BUT VERIFY

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