Timothy Martin Oconnell
Professional Summary
Timothy Martin Oconnell, who also goes by Tim Oconnell, Timothy Martin Oconnell Mr., is a registered financial advisor currently at MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tim Oconnell, Timothy Martin Oconnell Mr.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Current Firm
MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.
Contact Information
Main Address
111 Huntington Avenue, Boston, MA 02199Mailing Address
111 Huntington Avenue, Boston, MA 02199Phone Number
(617) 954-5000Established
Delaware since 10/27/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | — |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| KENNEY, SEAN MARTIN | DIRECTOR AND CHAIRMAN OF THE BOARD | 4851636 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
Regulatory Event
1Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(1/8/2009)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
(6/22/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1998About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2007About the Series 26 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Timothy Martin Oconnell's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC