Gordon Wise

WISE INVESTMENT MANAGEMENT

AUSTIN, TX

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CRD#: 2694659

Professional summary

Gordon Wise is a registered financial advisor currently at WISE INVESTMENT MANAGEMENT located in Austin, Texas.

Gordon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Gordon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Wise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2026 - Present

WISE INVESTMENT MANAGEMENT

RIA

CRD#: 114731

AUSTIN, TX

Past

January 16, 2025 - December 31, 2025

WISE INVESTMENT MANAGEMENT

RIA

CRD#: 114731

AUSTIN, TX

Past

August 1, 2003 - December 31, 2023

WISE INVESTMENT MANAGEMENT

RIA

CRD#: 114731

SANTA FE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1995

Uniform Investment Adviser Law Examination

Current Firm

WISE INVESTMENT MANAGEMENT

WISE HOLDINGS INC. | WISE INVESTMENT MANAGEMENT

CRD#: 114731 / SEC#:

New Mexico

Registered Investment Advisory firm - (12/18/2008 Terminated)

Texas

Registered Investment Advisory firm - (1/22/2026 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(512) 578-6835

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 6,540,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gordon Wise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gordon Wise's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISE INVESTMENT MANAGEMENT

WISE INVESTMENT MANAGEMENT

WISE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1995

Current Firm

WISE INVESTMENT MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WISE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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