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Nicholas Steve Savva

CRD# 2694578·Registered 1996 - 2014
Barred: Nicholas Steve Savva was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Nicholas Steve Savva was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1996 - 2014. Nicholas had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

HUNTER SCOTT FINANCIAL LLC.·CRD# 45559
BD
Brooklyn, NY
January 9, 2004 - May 2, 2014
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 19, 1999 - November 20, 2003
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
November 3, 1998 - September 9, 1999
THE MINNEAPOLIS COMPANY, INC.·CRD# 38859
BD
Melville, NY
December 16, 1997 - October 6, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
June 19, 1997 - December 19, 1997
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
April 30, 1997 - July 1, 1997
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
April 21, 1997 - May 27, 1997
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
August 5, 1996 - April 18, 1997

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Current Firm

HS
HUNTER SCOTT FINANCIAL LLC.

HUNTER SCOTT FINANCIAL , LLC | PLATINUM CAPITAL, L.C. | HUNTER SCOTT FINANCIAL LLC.

CRD#: 45559 / SEC#: 8-51097
BD
Terminated by SEC on 09/22/2014

Contact Information

Established

Florida since 03/16/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HUNTER SCOTT FINANCIAL, INC.GENERAL PARTNER—
FISCHER, KAREN ZILLIAFINANCIAL & OPERATIONS PRINCIPAL1708090
GOUZOS, PETER ALEXEXECUTIVE REPRESENTATIVE/PRESIDENT/CEO1959666
HUGHES, CHARLES WOODSDOC, DOO, CCO, BM-DELRAY2759373

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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