Nicholas S. Savva
Professional summary
Nicholas Steve Savva was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Nicholas had worked at 8 firms, which includes HUNTER SCOTT FINANCIAL LLC., J.P. TURNER & COMPANY L.L.C., MILLENNIUM SECURITIES CORP., THE MINNEAPOLIS COMPANY INC., PACIFIC CORTEZ SECURITIES INCORPORATED, INSTITUTIONAL EQUITY CORPORATION, H.J. MEYERS & CO. INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2004 - May 2, 2014
HUNTER SCOTT FINANCIAL LLC.
August 19, 1999 - November 20, 2003
J.P. TURNER & COMPANY, L.L.C.
November 3, 1998 - September 9, 1999
MILLENNIUM SECURITIES CORP.
December 16, 1997 - October 6, 1998
THE MINNEAPOLIS COMPANY, INC.
June 19, 1997 - December 19, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 30, 1997 - July 1, 1997
INSTITUTIONAL EQUITY CORPORATION
April 21, 1997 - May 27, 1997
H.J. MEYERS & CO., INC.
August 5, 1996 - April 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTER SCOTT FINANCIAL LLC.
CRD#: 45559 / SEC#: , 8-51097
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
