Baron L. Hilliard
Professional summary
Baron L Hilliard, who also goes by Baron Lerone Hilliard, Baron Hilliard, Baron Hilliard, is a registered financial advisor currently at MOMENTUM ADVISORS located in New York, New York.
Baron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Baron has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Baron L Hilliard's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2025 - Present
MOMENTUM ADVISORS
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036August 9, 2018 - February 28, 2025
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 22, 1996 - January 4, 2002
CETERA WEALTH SERVICES, LLC
January 4, 1996 - July 17, 1996
WS GRIFFITH SECURITIES, INC.
Primary Firm SEC Registration
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/27/2025)
Exams
Current Firm
MOMENTUM ADVISORS
CRD#: 159574 / SEC#: 801-73092
Contact information
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 329 |
| AUM (Assets Under Management) | $ 400,137,550 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 11/04/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
