Malcolm L. Butler
Professional summary
Malcolm Lee Butler, who also goes by Malcolm Butler, is a registered financial advisor currently at THE FIDUCIARY GROUP located in Savannah, Georgia.
Malcolm is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Malcolm has worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Malcolm Lee Butler's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2015 - Present
THE FIDUCIARY GROUP
Office #1: 310 Commercial Drive, Savannah, GA 31406-3482February 20, 2003 - May 18, 2015
THE FIDUCIARY GROUP
Primary Firm SEC Registration
THE FIDUCIARY GROUP
CRD#: 221530 / SEC#: 801-96251
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/5/2015)
(10/21/2024)
(7/8/2015)
Exams
Series 2
Date: 1/9/1996
Non-Member General Securities ExaminationCurrent Firm
THE FIDUCIARY GROUP
CRD#: 221530 / SEC#: 801-96251
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,604 |
| AUM (Assets Under Management) | $ 1,728,035,318 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/10/2025 | ||
| 12/11/2023 | ||
| 04/04/2023 |
Red Flags
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