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Corby S. Crawford

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CRD#: 2694262
CC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Corby Samuel Crawford, who also goes by Corby Crawford, was a registered financial professional .

Corby is a previously registered financial professional and started their career in finance in 1996. Corby had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Corby Crawford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CS CRAWFORD FINANCIAL, LLC DBA EFFICIENT WEALTH STRATEGIES; NON-INVESTMENT RELATED; 7870 FAIR OAKS PARKWAY, FAIR OAKS RANCH, TX 78015; INSURANCE SALES; PRESIDENT & INSURANCE PRODUCER; START DATE 04/2010; APPROX 112 HRS/MONTH; APPROX 112 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2). REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 140 BRIDGES RD, SUITE D, MAULDIN, SC 29662; SERVICES OFFERED TO A NETWORK OF CPA'S TO PROVIDE THEIR TAX RETURNS; SINCE 01/2019 MANAGING DIRECTOR; 10 HOURS PER MONTH, SOME TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 4, 2021 - March 28, 2025

REDWOOD PRIVATE WEALTH

RIA
CRD#: 312942
FAIR OAKS RANCH, TX
Past

December 11, 2018 - August 9, 2019

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
BEAUMONT, TX
Past

September 29, 2016 - December 10, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 119880
Beaumont, TX
Past

March 4, 2013 - September 15, 2016

WESTPARK WEALTH ADVISORS, INC.

RIA
CRD#: 130914
BEAUMONT, TX
Past

March 4, 2013 - September 15, 2016

IMS SECURITIES, INC.

BD
CRD#: 35567
BEAUMONT, TX
Past

April 21, 2011 - December 31, 2013

CORBY CRAWFORD CAPITAL ADVISORS, LLC

RIA
CRD#: 155037
BEAUMONT, TX
Past

August 11, 2010 - June 6, 2012

CENTER STREET SECURITIES, INC.

BD
CRD#: 26898
BEAUMONT, TX
Past

September 9, 2008 - August 3, 2010

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
BEAUMONT, TX
Past

June 9, 2005 - August 29, 2008

SECURITIES AMERICA, INC.

BD
CRD#: 10205
BEAUMONT, TX
Past

January 9, 1996 - October 10, 1997

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/17/2009
General Securities Principal Examination

Current Firm

RP
REDWOOD PRIVATE WEALTH
ACCELERATED WEALTH STRATEGIES | WEALTH PLANNERS ADVISORY GROUP | VET WEALTH | TRAKAS FINANCIAL LLC | TJ BEEMAN ADVISORY GROUP, INC. | THE RETIREMENT ASSET MANAGEMENT GROUP | TERRY MORTON WEALTH ADVISORS, LLC | TAMPA BAY ADVISORY, LLC | STRATEGIC ASSET MANAGEMENT, LTD. | RETIREMENT FINANCIAL CONSULTANTS LLC | RETIREMENT AND INVESTMENT SOLUTIONS, LLC | REDWOOD PRIVATE WEALTH, LLC | REDWOOD PRIVATE WEALTH | OSTB WEALTH STRATEGIES | NICOLAYSEN WEALTH PARTNERS, INC. | NEXTFOLIO | NEW CENTURY CAPITAL MANAGEMENT LLC | MKT INVESTMENTS, LLC | MKT INVESTMENTS | METROKAS-KAMISON ASSOCIATES | MATTHEWS INVESTMENT COMPANY | MARTIN SHAPIRO FINANCIAL SERVICES | MAIN STREET FINANCIAL STRATEGIES | LIVE LIFE WELL FINANCIAL | JNORTH FINANCIAL, LLC | INSPIRE WEALTH | HEARTFELT FINANCIAL SOLUTIONS, LLC | GOLD FEDERAL ADVISORS | FOCAL POINT FINANCIAL SERVICES | EVANS FINANCIAL GROUP, LLC | COMPASS WEALTH STRATEGIES | CASON FINANCIAL GROUP | BREESE FINANCIAL GROUP LLC | BLACKSTONE WEALTH PROTECTORS | BLACK WEALTH FINANCIAL | ADVISORS FINANCIAL PLANNING GROUP

CRD#: 312942 / SEC#: 801-120723

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Contact information

Main Address
3930 E. Ray Road Suite 155, Phoenix, AZ 85044
Mailing Address
Phone number
(480) 646-3504
Established
Firm type
Fiscal year end
# of Employees
61

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (3/31/2024)

Regulatory assets under management

Total Number of Accounts1,788
AUM (Assets Under Management)$ 267,560,801

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REDWOOD PRIVATE WEALTH

CRD#: 312942

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