Craig M. Stevens

INSTITUTIONAL CASH DISTRIBUTORS

New York, NY 10167

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CRD#: 2694215

Professional summary

Craig Michael Stevens, who also goes by Craig M Stevens, is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in New York, New York.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Craig M Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Michael Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2010 - Present

INSTITUTIONAL CASH DISTRIBUTORS, LLC

Office #1: 245 Park Avenue, New York, NY 10167

CRD#: 149635

New York, NY

Past

January 3, 2005 - November 12, 2009

FORESIDE FUND SERVICES, LLC

CRD#: 46106

FORT WORTH, TX

Past

July 12, 2002 - December 31, 2004

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

December 18, 1996 - June 12, 2002

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/26/2010)

Indiana
(5/26/2010)

Iowa
(5/26/2010)

Michigan
(5/26/2010)

Minnesota
(5/26/2010)

Missouri
(5/26/2010)

Texas
(5/26/2010)

Wisconsin
(5/26/2010)

Exams

State Security Law Exam

Series 63

Date: 7/3/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INSTITUTIONAL CASH DISTRIBUTORS, LLC

CRD#: 149635 / SEC#: , 8-68161

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone number

(646) 430-6030

Established

California since 08/08/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICD INTERMEDIATE HOLDCO 2 LLC	HOLDING COMPANY
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CLACK, AMY	BOARD MEMBER	4882071
HAZARD, VICTOR JAMES IV	CEO / COO	1871503
KAHNEY, DOUGLAS RYAN	CHIEF COMPLIANCE OFFICER	4903813
NEWTON, THOMAS PHILLIP	MANAGING DIRECTOR	2114728
PITTINSKY, JONATHAN DAVID	CFO/FINOP	4291263
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig M. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Michael Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL CASH DISTRIBUTORS, LLC

FORESIDE FUND SERVICES, LLC

MOMENTUM INDEPENDENT NETWORK INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/27/1999

Series 6

Date: 12/17/1996

FINRA

Current Firm

INSTITUTIONAL CASH DISTRIBUTORS, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INSTITUTIONAL CASH DISTRIBUTORS, LLC

TRUST BUT VERIFY

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