Bruce D. George
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Douglas George, who also goes by Bruce George, Bruce D George, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1996. Bruce had worked at 7 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - December 12, 2014
ANCHOR CAPITAL ADVISORS LLC
September 13, 2011 - March 6, 2012
QUASAR DISTRIBUTORS, LLC
August 1, 2006 - March 2, 2012
M.D. SASS SECURITIES, L.L.C.
March 2, 2004 - January 3, 2005
UBS ASSET MANAGEMENT (US) INC.
June 16, 2003 - January 3, 2005
UBS ASSET MANAGEMENT (US) INC.
January 21, 2003 - April 25, 2003
MARTINGALE ASSET MANAGEMENT
April 3, 1998 - January 18, 2000
BOFA DISTRIBUTORS, INC.
December 19, 1996 - April 15, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
ANCHOR CAPITAL ADVISORS LLC
CRD#: 105540 / SEC#: 801-18930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANCHOR CAPITAL ADVISORS LLC
CRD#: 105540 / SEC#: 801-18930
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,840 |
| AUM (Assets Under Management) | $ 2,434,135,739 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 07/08/2024 | ||
| 07/24/2023 | ||
| 11/03/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
