Gregory W. Sams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Wayne Sams was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1996. Gregory had worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2007 - December 31, 2020
STARVANGROUW FINANCIAL
May 2, 2005 - December 19, 2006
STARVANGROUW FINANCIAL
February 12, 1998 - April 9, 2001
FSC SECURITIES CORPORATION
January 18, 1996 - February 17, 1998
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STARVANGROUW FINANCIAL
CRD#: 127499 / SEC#:
Contact information
Red Flags
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