Vinodrai H. Mehta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vinodrai Harjivandas Mehta, who also goes by VInod Mehta, was a registered financial professional .
Vinodrai is a previously registered financial professional and started their career in finance in 1996. Vinodrai had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2009 - April 2, 2012
E*TRADE SECURITIES LLC
July 1, 2008 - April 2, 2012
E*TRADE CLEARING LLC
May 11, 2006 - July 1, 2008
E*TRADE SECURITIES LLC
January 21, 2004 - May 23, 2006
METROPOLITAN LIFE INSURANCE COMPANY
January 21, 2004 - May 23, 2006
MSI FINANCIAL SERVICES, INC.
September 4, 2003 - December 31, 2003
FORESTERS EQUITY SERVICES, INC.
June 30, 2001 - October 3, 2002
DATEK ONLINE FINANCIAL SERVICES LLC
January 10, 2001 - June 30, 2001
ICAPITAL MARKETS LLC
January 5, 2000 - October 26, 2000
MORGAN STANLEY DW INC.
September 16, 1997 - October 8, 1999
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 1997 - October 8, 1999
MSI FINANCIAL SERVICES, INC.
January 5, 1996 - August 12, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 5, 1996 - August 12, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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