Gary M. Duboff

SAGE CAPITAL MANAGEMENT

New York, NY

CRD#: 2694015

Some features on this profile are disabled

Professional summary

Gary Mitchell Duboff, CFP® is a registered financial advisor currently at SAGE CAPITAL MANAGEMENT LLC located in New York, New York.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gary has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Mitchell Duboff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

June 26, 2026 - Present

SAGE CAPITAL MANAGEMENT LLC

RIA

CRD#: 108547

New York, NY

Past

January 7, 2021 - January 18, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

April 19, 2016 - November 13, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 2, 2009 - January 31, 2014

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

NEW YORK, NY

Past

February 16, 2007 - March 20, 2007

OPPENHEIMER & CO. INC.

CRD#: 249

CHICAGO, IL

Past

May 6, 2005 - November 20, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 22, 2002 - May 22, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHICAGO, IL

Past

April 16, 2001 - May 22, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE CAPITAL MANAGEMENT LLC

SAGE CAPITAL MANAGEMENT LLC | WEISER ADVISORY SERVICES LLC

CRD#: 108547 / SEC#: 801-56261

RIA

Registered Investment Advisory firm - (2/5/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/7/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 7/30/1996

Non-Member General Securities Examination

Current Firm

SAGE CAPITAL MANAGEMENT LLC

SAGE CAPITAL MANAGEMENT LLC | WEISER ADVISORY SERVICES LLC

CRD#: 108547 / SEC#: 801-56261

RIA

Registered Investment Advisory firm - (2/5/1999 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Stockton, NJ

Mailing Address

Phone number

(212) 584-4110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE CAPITAL MANAGEMENT LLC FORM ADV 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts	317
AUM (Assets Under Management)	$ 368,623,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gary M. Duboff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Mitchell Duboff's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CBIZ FINANCIAL SOLUTIONS, INC.

OPPENHEIMER & CO. INC.

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SAGE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2016

Series 65

Date: 12/7/1995

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2001

Series 2

Date: 7/30/1996

Current Firm

SAGE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors