Sylvia J. Pozarnsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Jean Pozarnsky, who also goes by Sylvia Jean Obr, was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 1998. Sylvia had worked at 2 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2008 - August 9, 2024
COLUMN CAPITAL ADVISORS, LLC
February 4, 1998 - November 12, 2009
ERNST & YOUNG INVESTMENT ADVISERS LLP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 12/29/1995
Non-Member General Securities ExaminationCurrent Firm
COLUMN CAPITAL ADVISORS, LLC
CRD#: 135118 / SEC#: 801-64213
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/28/2022 | ||
| 02/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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