Timothy R. Chamberlain
Professional summary
Timothy Roderick Chamberlain was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Timothy had worked at 5 firms, which includes AMERICAN INVESTMENT SERVICES INC., NATIONAL CAPITAL TRADING LLC, NEWPORT COAST SECURITIES INC., TRUIST SECURITIES INC., EQUITRADE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2001 - June 13, 2002
AMERICAN INVESTMENT SERVICES, INC.
July 10, 1998 - August 31, 2000
NATIONAL CAPITAL TRADING, LLC
March 4, 1998 - June 26, 1998
NEWPORT COAST SECURITIES, INC.
July 11, 1996 - August 8, 1996
TRUIST SECURITIES, INC.
July 11, 1996 - February 11, 1998
EQUITRADE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/1/2000
Limited Representative-Equity Trader ExamCurrent Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
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