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Timothy Roderick Chamberlain

CRD# 2693994·Registered 1996 - 2002
Barred: Timothy Roderick Chamberlain was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Timothy Roderick Chamberlain, who also goes by Tim Roderick Chamberlain, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1996 - 2002. Timothy had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Roderick Chamberlain

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AMERICAN INVESTMENT SERVICES, INC.·CRD# 21111
BD
Oklahoma City, OK
September 18, 2001 - June 13, 2002
NATIONAL CAPITAL TRADING, LLC·CRD# 26078
BD
Oklahoma City, OK
July 10, 1998 - August 31, 2000
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
New York, NY
March 4, 1998 - June 26, 1998
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
July 11, 1996 - August 8, 1996
EQUITRADE SECURITIES CORPORATION·CRD# 29558
BD
Lake Forest, CA
July 11, 1996 - February 11, 1998

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Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.

AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: 8-38685
BD
Terminated by SEC on 08/31/2002

Contact Information

Established

Illinois since 09/20/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER—
NATIONAL CAPITAL COMPANIESSHAREHOLDER—
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event

22

Civil Event

1

Arbitration

14

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1996About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1996About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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