Thomas W. Killilea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Killilea was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1968. Thomas had worked at 6 firms and has passed the Series 63, PC, Series 1, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2004 - August 23, 2005
MCDANIELS & CO.
March 14, 2000 - December 20, 2002
KELMOORE INVESTMENT COMPANY, INC.
March 22, 1995 - December 22, 1999
CIBC WORLD MARKETS CORP.
January 28, 1995 - March 24, 1995
UBS FINANCIAL SERVICES INC.
May 19, 1978 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
August 21, 1968 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 8/16/1968
Registered Representative ExaminationSeries 12
Date: 11/27/1981
NYSE Branch Manager ExaminationSeries 40
Date: 6/28/1975
Registered Principal ExaminationCurrent Firm
MCDANIELS & CO.
CRD#: 29801 / SEC#: , 8-44564
Contact information
Documents
Red Flags
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