Melanie E. Vangopoulos

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CRD#: 2693769

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melanie Eleftheria Vangopoulos, who also goes by Mel Vangopoulos, Melanie E Vangopoulos, was a registered financial professional .

Melanie is a previously registered financial professional and started their career in finance in 1997. Melanie had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mel Vangopoulos | Melanie E Vangopoulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2023 - August 14, 2025

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

September 24, 2013 - May 19, 2014

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

June 4, 2013 - June 10, 2013

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

May 29, 2007 - June 21, 2011

MILLENCO LLC

CRD#: 33726

NEW YORK, NY

Past

April 28, 2005 - March 16, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 10, 2002 - May 20, 2004

BURLINGTON CAPITAL MARKETS INC.

CRD#: 26991

NEW YORK, NY

Past

July 29, 1999 - June 5, 2002

GEORGE WEISS & COMPANY LLC

CRD#: 41526

HARTFORD, CT

Past

November 24, 1998 - June 5, 2002

GEORGE WEISS ASSOCIATES, INC.

CRD#: 7683

HARTFORD, CT

Past

April 18, 1997 - September 16, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/30/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/23/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/3/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/6/1998

General Securities Representative Examination

Current Firm

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEAPORT GLOBAL HOLDINGS LLC	PARENT COMPANY
MEAGHER, MICHAEL JEFFERSON	CEO	1755168
MEYER, MICHAEL JOHN	FIXED INCOME TRADING SUPERVISOR	1746788
SMITH, STEPHEN CORCORAN	TREASURER	1248750
WITTHAUT, MARKUS CLEMENS	FINOP/CCO/CFO/PFO	4480831

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melanie E. Vangopoulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST NEW YORK SECURITIES L.L.C.

FIRST NEW YORK SECURITIES L.L.C.

MILLENCO LLC

J.P. MORGAN SECURITIES INC.

BURLINGTON CAPITAL MARKETS INC.

GEORGE WEISS & COMPANY LLC

GEORGE WEISS ASSOCIATES, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/30/2023

Series 7TO

Date: 6/23/2023

SIE

Date: 6/3/2023

Series 55

Date: 10/21/1999

Series 7

Date: 3/6/1998

Current Firm

SEAPORT GLOBAL SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEAPORT GLOBAL SECURITIES LLC

TRUST BUT VERIFY

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