Wilfredo Felix
Professional summary
Wilfredo Felix JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wilfredo is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Wilfredo had worked at 6 firms, which includes PRIMEX, FLETCHER AND FARADAY INC., THE MINNEAPOLIS COMPANY INC., PACIFIC CORTEZ SECURITIES INCORPORATED, FIRST COLONIAL SECURITIES, INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2001 - May 27, 2020
PRIMEX
January 7, 1999 - August 14, 2001
FLETCHER AND FARADAY, INC.
June 17, 1998 - August 21, 1998
THE MINNEAPOLIS COMPANY, INC.
July 31, 1997 - February 17, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED
April 29, 1997 - August 28, 1997
FIRST COLONIAL SECURITIES
December 21, 1995 - April 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 12/20/1995
Corporate Securities Limited Representative ExaminationSeries 28
Date: 6/17/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PRIMEX
CRD#: 29394 / SEC#: , 8-44331
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVANTAGE TRADING LLC | OWNER | |
| FELIX, WILFREDO JR | CEO, CCO, PRINCIPAL, FINOP, DIRECTOR | 2693672 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
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