Robert S. Killebrew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Sterling Killebrew JR., CFA, who also goes by Robert Sterling Killebrew Jr, Robert Sterling Killebrew Jr Jr, Robert Sterling Killebrew Jr. Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 7 firms and has passed the Series 63, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - January 13, 2025
WMS PARTNERS, LLC
April 2, 2007 - May 19, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - May 19, 2009
MORGAN STANLEY & CO. LLC
April 2, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
April 2, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
January 13, 2001 - April 11, 2003
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - January 13, 2001
DB ALEX. BROWN LLC
October 17, 1990 - April 11, 2003
DEUTSCHE BANK SECURITIES INC.
September 25, 1974 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
March 11, 1966 - November 1, 1974
ROBERT GARRETT & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 5/17/1977
AMEX Put and Call ExamSeries 1
Date: 3/9/1966
Registered Representative ExaminationSeries 40
Date: 2/29/1972
Registered Principal ExaminationCurrent Firm
WMS PARTNERS, LLC
CRD#: 109971 / SEC#: 801-46692
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 9,338,019 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
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