David S. Killebrew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Sterling Killebrew was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1970. David had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2012 - January 5, 2017
FIRST LIBERTIES FINANCIAL
January 17, 2012 - September 13, 2012
FIRST LIBERTIES FINANCIAL
February 26, 2010 - January 10, 2012
DU PASQUIER & CO., INC.
January 2, 2008 - March 11, 2008
CAPSTONE INVESTMENTS
February 10, 2005 - December 31, 2007
CAPSTONE INVESTMENTS
October 25, 2004 - March 11, 2008
CAPSTONE INVESTMENTS
July 8, 2004 - October 13, 2004
STONEHAVEN, LLC
August 12, 2003 - June 2, 2004
DOMINARI SECURITIES LLC
February 23, 2001 - July 31, 2003
CAPSTONE INVESTMENTS
March 22, 1994 - May 6, 1994
GREAT BAY SECURITIES, INC.
February 4, 1991 - November 16, 1993
KIDDER, PEABODY & CO. INCORPORATED
March 22, 1988 - March 10, 1989
KILLEBREW & COMPANY, INC.
February 1, 1983 - March 31, 1982
CRESVALE INTERNATIONAL, INC.
February 24, 1978 - July 26, 1979
MORGAN STANLEY DW INC.
September 29, 1976 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
July 19, 1973 - September 7, 1976
KIDDER, PEABODY & CO., INCORPORATED
January 4, 1972 - September 7, 1973
KILLEBREW MONTLE & COMPANY INC
June 1, 1970 - January 22, 1972
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/25/1970
Registered Representative ExaminationSeries 00
Date: 12/14/1971
General Securities Principal ExaminationCurrent Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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