Julia C. Cronan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia Catherine Cronan, who also goes by Julia Cronankirrane, Julia Catherine Kirrane, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1997. Julia had worked at 6 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - November 11, 2020
BTIG, LLC
November 10, 2011 - March 28, 2019
DANSKE MARKETS INC.
February 18, 2010 - August 18, 2011
KEEFE, BRUYETTE & WOODS, INC.
July 19, 2004 - July 24, 2008
UBS FINANCIAL SERVICES INC.
June 28, 2001 - July 24, 2008
UBS SECURITIES LLC
February 11, 1997 - June 13, 2001
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
