Jason P. Kavanaugh
Professional summary
Jason Patrick Kavanaugh, who also goes by Jason Kavanaugh, is a registered financial professional currently at AMERICAN ALTERNATIVE CAPITAL, LLC located in Ann Arbor, Michigan.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Patrick Kavanaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2022 - Present
AMERICAN ALTERNATIVE CAPITAL, LLC
Office #1: 3909 Research Park Drive Suite 250, Ann Arbor, MI 48108April 6, 2011 - July 12, 2022
CONCORDE INVESTMENT SERVICES, LLC
August 19, 2009 - June 29, 2010
EQUITAS AMERICA, LLC
December 19, 2005 - April 25, 2006
USALLIANZ SECURITIES, INC.
August 26, 1998 - January 22, 2008
QUESTAR CAPITAL CORPORATION
April 29, 1998 - August 26, 1998
SIGMA FINANCIAL CORPORATION
July 1, 1997 - March 3, 1998
SII INVESTMENTS, INC.
October 24, 1996 - June 4, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 3, 1996 - June 4, 1997
MARINER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2023)
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(1/26/2023)
(1/19/2023)
(8/10/2022)
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(1/13/2023)
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(1/4/2023)
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(9/30/2022)
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(1/9/2023)
(1/6/2023)
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(10/11/2022)
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(1/9/2023)
(1/4/2023)
(1/17/2023)
(1/13/2023)
(1/6/2023)
(3/26/2024)
(1/4/2023)
(1/4/2023)
(1/3/2023)
(1/5/2023)
(1/4/2023)
(1/4/2023)
(1/5/2023)
(10/13/2023)
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(1/4/2023)
(1/9/2023)
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(1/6/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
AMERICAN ALTERNATIVE CAPITAL, LLC
CRD#: 309956 / SEC#: , 8-70651
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
AMERICAN ALTERNATIVE CAPITAL, LLC
CRD#: 309956Ann Arbor, MI 48108TRUST BUT VERIFY
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