Stacy D. Vanore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Dee Vanore, who also goes by Stacy Dee Coverdell, Stacy Dee Huffman, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 1996. Stacy had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2008 - December 19, 2013
N1 ADVISORS
July 19, 2007 - May 10, 2011
M HOLDINGS SECURITIES, INC.
April 20, 2007 - January 31, 2012
M HOLDINGS SECURITIES, INC.
October 21, 2002 - November 22, 2002
EMPOWER FINANCIAL SERVICES, INC.
July 30, 2001 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
January 9, 1996 - September 1, 1999
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
N1 ADVISORS
CRD#: 147048 / SEC#: 801-69525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
N1 ADVISORS
CRD#: 147048 / SEC#: 801-69525
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 468 |
| AUM (Assets Under Management) | $ 393,020,974 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
