Stewart M. Kalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stewart Marc Kalter was a registered financial professional .
Stewart is a previously registered financial professional and started their career in finance in 1996. Stewart had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2006 - May 20, 2008
JHS CAPITAL ADVISORS, LLC
June 10, 2003 - December 11, 2006
VISION SECURITIES INC.
June 25, 2001 - June 12, 2003
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
January 2, 2001 - March 2, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
March 10, 2000 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
December 3, 1997 - October 29, 1999
SPENCER CLARKE LLC
July 10, 1997 - October 27, 1997
M.A. GILLESPIE INVESTMENT CORP.
August 29, 1996 - August 19, 1997
BISHOP, ALLEN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
