Loren C. Bailey
Professional summary
Loren Cavat Bailey, who also goes by Loren Bailey, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Mt. Vernon, New York.
Loren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Loren has worked at 14 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Loren Cavat Bailey's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Loren Cavat Bailey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2022 - Present
LIFEMARK SECURITIES CORP.
December 7, 2022 - Present
LIFEMARK SECURITIES CORP.
Office #1: 101 Loudoun Street, Sw, Leesburg, VA 20175August 2, 2019 - September 30, 2022
CLIENT FIRST CAPITAL, LLC
October 1, 2012 - August 14, 2019
J.P. MORGAN SECURITIES LLC
October 1, 2012 - August 14, 2019
J.P. MORGAN SECURITIES LLC
July 18, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
July 15, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 26, 2005 - July 1, 2005
CAPITAL ONE INVESTMENT SERVICES LLC
June 13, 2000 - November 22, 2004
CHARLES SCHWAB & CO., INC.
December 22, 1998 - November 14, 2000
FIS SECURITIES, INC.
May 12, 1998 - May 11, 2000
FLEET ENTERPRISES, INC.
July 11, 1997 - April 20, 1998
MORGAN STANLEY DW INC.
May 14, 1997 - May 22, 1997
CASTLE SECURITIES CORP.
October 18, 1996 - June 9, 1997
L.B. SAKS, INC.
May 23, 1996 - October 10, 1996
MAY, DAVIS GROUP INC.
April 25, 1996 - May 23, 1996
FIRST ASSET MANAGEMENT, INC.
February 7, 1996 - April 23, 1996
INVESTORS ASSOCIATES, INC.
Primary Firm SEC Registration
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2023)
(1/11/2023)
(10/31/2025)
(9/5/2023)
(2/7/2023)
(5/25/2023)
(9/30/2022)
(1/10/2023)
(1/10/2023)
Exams
Series 62
Date: 2/6/1996
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
Contact information
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
