Robert J. Flannery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Flannery was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - May 27, 2020
BB&T SECURITIES, LLC
January 2, 2018 - May 27, 2020
BB&T SECURITIES, LLC
September 22, 2005 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
September 22, 2005 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
August 20, 2002 - August 18, 2005
LEGG MASON WOOD WALKER, INCORPORATED
August 19, 2002 - August 18, 2005
LEGG MASON WOOD WALKER, INCORPORATED
January 1, 2001 - July 29, 2002
T. ROWE PRICE ADVISORY SERVICES, INC.
August 18, 1997 - July 31, 2002
T. ROWE PRICE INVESTMENT SERVICES, INC.
May 28, 1997 - June 13, 1997
CITISTREET EQUITIES LLC
May 28, 1996 - May 8, 1997
IDS LIFE INSURANCE COMPANY
May 28, 1996 - May 8, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
