Lance W. Helfert

15 EQUITY

Santa Barbara, CA 93101

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CRD#: 2692919

Professional summary

Lance William Helfert is a registered financial advisor currently at 15 EQUITY located in Santa Barbara, California.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lance has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) MONTECITO VENTURE PARTNERS, LLC; INVESTMENT PARTNERSHIP; MEMBER. START DATE 10/2004 2.) TWENTY2 LLC, HOLDING COMPANY, MEMBER MANAGER, START DATE 03/2018 3.) THE LB LIVING TRUST; TRUSTEE; START DATE 2013. 4.) HC IRREVOCABLE TRUST; TRUSTEE; START DATE 2000.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance William Helfert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2020 - Present

15 EQUITY

Office #1: 10 East Yanonali Street Suite 109, Santa Barbara, CA 93101

RIA

CRD#: 310628

Santa Barbara, CA

Past

June 1, 2015 - December 31, 2020

LUCIA CAPITAL GROUP

RIA

CRD#: 152396

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

15 EQUITY

15 EQUITY | 15 EQUITY, LLC

CRD#: 310628 / SEC#: 801-119711

RIA

Registered Investment Advisory firm - (10/29/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/29/2015

Uniform Investment Adviser Law Examination

Current Firm

15 EQUITY

15 EQUITY | 15 EQUITY, LLC

CRD#: 310628 / SEC#: 801-119711

RIA

Registered Investment Advisory firm - (10/29/2020 Approved)

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Contact information

Main Address

10 East Yanonali Street Suite 109, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 456-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

15 EQUITY BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 123,190,418

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance W. Helfert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance William Helfert's CRS (Customer Relationship Summary).

Certified licenses

Experience

15 EQUITY

LUCIA CAPITAL GROUP

Primary Firm SEC Registration

15 EQUITY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/29/2015

Current Firm

15 EQUITY

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

15 EQUITY

TRUST BUT VERIFY

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