Troy L. Gagliardi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Lucian Gagliardi was a registered financial advisor .
Troy is a previously registered financial advisor and started their career in finance in 1996. Troy had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2009 - May 5, 2010
STERLING ENTERPRISES GROUP, INC.
April 9, 2008 - June 25, 2009
NFSG CORPORATION
July 17, 2007 - June 25, 2009
NEWBRIDGE SECURITIES CORPORATION
November 9, 2001 - October 14, 2004
FIRST SECURITIES USA, INC.
August 23, 1999 - July 16, 2007
BROOKSTREET SECURITIES CORPORATION
July 23, 1996 - August 27, 1999
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STERLING ENTERPRISES GROUP, INC.
CRD#: 44915 / SEC#: , 8-50876
Contact information
Documents
Disclosures
| Arbitration | 2 |
Red Flags
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