Weiming Ho

INTEGRAL FINANCIAL LLC

San Jose, CA 95129

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CRD#: 2692573

Professional summary

Weiming Ho, who also goes by Frank Ho, is a registered financial advisor currently at INTEGRAL FINANCIAL LLC located in San Jose, California.

Weiming is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Weiming has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Ho

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IF DIRECT LLC. IT'S INSURANCE AGENCY BUSINESS. I AM THE FOUNDER OF THE INSURANCE AGENCY. Sifu Wong Kitchen LLC: It's not investment related business. 1219 Wildwood Ave, Sunnyvale, CA 94089, Restaurant, Investor only. 04/01/2021 start date, 0 hours, investor only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weiming Ho's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Weiming Ho's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2022 - Present

INTEGRAL FINANCIAL LLC

Office #1: 1072 S. De Anza Blvd. Suite # A 205, San Jose, CA 95129Office #2: 1072 S. De Anza Blvd. Suite A 206, San Jose, CA 95129

RIA

CRD#: 120343

San Jose, CA

Current

August 30, 2002 - Present

INTEGRAL FINANCIAL LLC

Office #1: 1072 S. De Anza Blvd. Suite # A 205, San Jose, CA 95129

RIA

CRD#: 120343

San Jose, CA

Past

May 11, 2007 - August 12, 2021

INTEGRAL FINANCIAL LLC

RIA

CRD#: 120343

CUPERTINO, CA

Past

July 12, 2000 - August 9, 2002

WHITE PACIFIC SECURITIES, INC.

CRD#: 42505

SAN FRANCISCO, CA

Past

November 3, 1997 - July 12, 2000

ACUMENT SECURITIES, INC.

CRD#: 7661

SAN FRANCISCO, CA

Past

May 29, 1997 - December 9, 1997

INTEGRITY SECURITIES, INC.

CRD#: 41321

OAKLAND, CA

Past

March 7, 1996 - October 28, 1996

SUNLOGIC SECURITIES, INC.

CRD#: 38054

NEWARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/4/2003)

IAR

California
(8/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/25/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/19/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 8/14/2001

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 10/9/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTEGRAL FINANCIAL LLC

CRD#: 120343 / SEC#: , 8-65284

California

Registered Investment Advisory firm - SEC (1/1/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

10054 Pasadena Ave., Cupertino, CA 95014

Mailing Address

10054 Pasadena Ave., Cupertino, CA 95014

Phone number

(408) 996-1118

Established

California since 02/08/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
HO, WEIMING	CHIEF FINANCIAL OFFICER	2692573
HO, WEIMING	CHIEF COMPLIANCE OFFICER	2692573
CHOI, YEEWING ENID	PRESIDENT & CHIEF OPERATIONS OFFICER	2999698
LUI, PAUL	LLC MEMBER

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Weiming Ho

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weiming Ho's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Weiming Ho's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRAL FINANCIAL LLC

INTEGRAL FINANCIAL LLC

WHITE PACIFIC SECURITIES, INC.

ACUMENT SECURITIES, INC.

INTEGRITY SECURITIES, INC.

SUNLOGIC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1998

Series 63

Date: 5/3/1996

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/25/2000

Series 7

Date: 1/19/1996

Series 14

Date: 1/2/2023

Series 27

Date: 8/14/2001

Series 4

Date: 10/9/1997

Series 24

Date: 7/3/1997

FINRA

Current Firm

INTEGRAL FINANCIAL LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTEGRAL FINANCIAL LLC

TRUST BUT VERIFY

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