Yuen L. Yung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuen Lun Yung, CFP®, who also goes by Yen Yung, was a registered financial professional .
Yuen is a previously registered financial professional and started their career in finance in 1996. Yuen had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
January 2, 2018 - December 31, 2024
VERUM WEALTH ADVISORS LLC
February 13, 1996 - July 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
January 16, 1996 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 16, 1996 - July 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERUM WEALTH ADVISORS LLC
CRD#: 290267 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 90 |
| AUM (Assets Under Management) | $ 31,200,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
