Jane B. Forbes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Brenny Forbes, who also goes by Jane B Brenny, Jane B Forbes, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1996. Jane had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - July 21, 2017
BRIGHTHOUSE SECURITIES, LLC
February 6, 2017 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
January 19, 2012 - November 21, 2016
PACIFIC SELECT DISTRIBUTORS, LLC
June 18, 2007 - January 6, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 5, 2006 - May 15, 2007
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
September 19, 2005 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2003 - August 29, 2005
HIMCO DISTRIBUTION SERVICES COMPANY
April 11, 2001 - January 9, 2003
1ST GLOBAL CAPITAL CORP.
April 21, 1998 - April 2, 2001
LOCUST STREET SECURITIES, INC.
January 1, 1996 - April 20, 1998
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/6/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
