AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BG

Brant J. Griffin

NORTH PIER FIDUCIARY MANAGEMENT
Marina Del Rey, CA 90292
Some features on this profile are disabled
CRD#: 2692488
BG

Professional summary

Brant Jackson Griffin is a registered financial advisor currently at NORTH PIER FIDUCIARY MANAGEMENT, LLC located in Marina Del Rey, California.

Brant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brant has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brant Jackson Griffin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2021 - Present

NORTH PIER FIDUCIARY MANAGEMENT, LLC

Office #1: 4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292
RIA
CRD#: 148128
Marina Del Rey, CA
Past

January 6, 2017 - December 31, 2020

NORTH PIER FIDUCIARY MANAGEMENT, LLC

RIA
CRD#: 148128
Marina Del Rey, CA
Past

October 14, 2008 - December 31, 2016

NORTH PIER FIDUCIARY MANAGEMENT, LLC

RIA
CRD#: 148128
CULVER CITY, CA
Past

February 28, 2005 - October 16, 2008

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
LOS ANGELES, CA
Past

May 30, 2003 - October 16, 2008

OPPENHEIMER & CO. INC.

BD
CRD#: 249
LOS ANGELES, CA
Past

December 23, 1999 - January 31, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 22, 1999 - July 29, 1999

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

January 18, 1996 - April 15, 1998

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NP
NORTH PIER FIDUCIARY MANAGEMENT, LLC
NORTH PIER FIDUCIARY MANAGEMENT | PARAMOUNT FIDUCIARY MANAGEMENT LLC | PARAMOUNT FIDUCIARY MANAGEMENT | NP SEARCH CONSULTING | NORTH PIER SEARCH CONSULTING | NORTH PIER FIDUCIARY MANAGEMENT, LLC

CRD#: 148128 / SEC#: 801-69545

RIA
Registered Investment Advisory firm - (9/8/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/26/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/11/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/17/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/1999
General Securities Principal Examination

Current Firm

NP
NORTH PIER FIDUCIARY MANAGEMENT, LLC
NORTH PIER FIDUCIARY MANAGEMENT | PARAMOUNT FIDUCIARY MANAGEMENT LLC | PARAMOUNT FIDUCIARY MANAGEMENT | NP SEARCH CONSULTING | NORTH PIER SEARCH CONSULTING | NORTH PIER FIDUCIARY MANAGEMENT, LLC

CRD#: 148128 / SEC#: 801-69545

RIA
Registered Investment Advisory firm - (9/8/2008 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292
Mailing Address
Phone number
(800) 403-7065
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NPFM - FORM ADV PART 2A - FIRM BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts116
AUM (Assets Under Management)$ 1,106,583,614

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORTH PIER FIDUCIARY MANAGEMENT, LLC

CRD#: 148128Marina Del Rey, CA 90292

TRUST BUT VERIFY

Monitor Brant Griffin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
Kenneth Hickman
Kenneth HickmanAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brea, CA
Jon Derek Neuhaus
Jon NeuhausAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
El Segundo, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.