Michael R. Herron
Professional summary
Michael Robert Herron, CFP®, who also goes by Michael Robert Herron, Mike Herron, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Robert Herron's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 13, 2024 - April 23, 2025
LION STREET FINANCIAL, LLC
September 29, 2023 - August 1, 2024
J.P. MORGAN SECURITIES LLC
September 30, 2015 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
December 10, 2012 - September 22, 2015
KESTRA INVESTMENT SERVICES, LLC
October 11, 2010 - November 6, 2012
MMC SECURITIES LLC
August 17, 2009 - November 1, 2010
INTERLINK SECURITIES CORP.
November 12, 2007 - June 30, 2009
P.J. ROBB VARIABLE, LLC
July 20, 2004 - October 31, 2007
THE LEADERS GROUP, INC.
March 18, 1996 - July 22, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2025)
Exams
Series 7TO
Date: 11/6/2023
General Securities Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
