William J. Chapman

VICTRIX INVESTMENT ADVISORS

Stuart, FL 34994

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CRD#: 2692298

Professional summary

William James Chapman, CFP®, who also goes by Jay Chapman, is a registered financial advisor currently at VICTRIX INVESTMENT ADVISORS located in Stuart, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Chapman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Chapman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 28, 2018 - Present

VICTRIX INVESTMENT ADVISORS

Office #1: 823 Se Osceola St, Stuart, FL 34994

RIA

CRD#: 167517

Stuart, FL

Past

August 30, 2017 - June 4, 2018

HAYDEN ROYAL

RIA

CRD#: 170037

Stuart, FL

Past

September 7, 2010 - March 16, 2018

FOGEL CAPITAL MANAGEMENT INC

RIA

CRD#: 108212

STUART, FL

Past

February 9, 2005 - July 1, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

MELBOURNE, FL

Past

January 28, 2005 - July 1, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

MELBOURNE, FL

Past

September 19, 2003 - February 1, 2005

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

MERRITT ISLAND, FL

Past

January 9, 1996 - February 1, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTRIX INVESTMENT ADVISORS

CRD#: 167517 / SEC#: 801-121443

RIA

Registered Investment Advisory firm - (6/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/25/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/28/2018)

IAR

Texas
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/7/1996

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/5/1996

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 3/5/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VICTRIX INVESTMENT ADVISORS

CRD#: 167517 / SEC#: 801-121443

RIA

Registered Investment Advisory firm - (6/9/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/24/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/24/2021 Terminated)

Utah

Registered Investment Advisory firm - (6/25/2021 Terminated)

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Contact information

Main Address

823 Se Osceola St, Stuart, FL 34994

Mailing Address

Phone number

(772) 320-9658

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICTRIX 2A BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	1,523
AUM (Assets Under Management)	$ 312,347,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Chapman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Chapman's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAYDEN ROYAL

FOGEL CAPITAL MANAGEMENT INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

VICTRIX INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2003

Series 63

Date: 5/17/1996

Series 7

Date: 5/7/1996

Series 52

Date: 1/5/1996

Series 24

Date: 3/17/2000

Series 8

Date: 3/5/1999

Current Firm

VICTRIX INVESTMENT ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTRIX INVESTMENT ADVISORS

TRUST BUT VERIFY

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