Scott Ackerman
Professional summary
Scott Ackerman, who also goes by Scott A Ackerman, Scott Andrew Ackerman, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Chicago, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Ackerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 24, 2026 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 320 South Canal Street, Chicago, IL 60606April 1, 2017 - September 5, 2023
MUFG SECURITIES AMERICAS INC.
May 12, 2011 - April 1, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
October 29, 1998 - November 1, 2001
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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Company Information
BMO CAPITAL MARKETS CORP.
CRD#: 16686Chicago, IL 60606TRUST BUT VERIFY
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