David S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Cohen was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 13 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2017 - January 21, 2022
THE BENCHMARK COMPANY, LLC
April 9, 2015 - January 28, 2016
NEWBRIDGE SECURITIES CORPORATION
February 7, 2014 - April 10, 2015
NATIONAL SECURITIES CORPORATION
August 14, 2012 - February 4, 2014
WESTPARK CAPITAL, INC.
April 4, 2008 - September 28, 2011
GEOFFREY RICHARDS SECURITIES CORP.
February 1, 2006 - March 4, 2008
DAWSON JAMES SECURITIES, INC.
August 23, 2005 - September 15, 2005
DAWSON JAMES SECURITIES, INC.
March 31, 2004 - August 18, 2004
NATIONAL SECURITIES CORPORATION
September 24, 2003 - March 12, 2004
BNY MELLON SECURITIES CORPORATION
December 12, 2000 - January 27, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 20, 2000 - December 20, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
April 23, 1998 - November 20, 2000
JOSEPH CHARLES & ASSOC., INC.
September 29, 1997 - June 29, 1998
ROYAL HUTTON SECURITIES CORP.
October 4, 1996 - October 2, 1997
GKN SECURITIES CORP.
January 23, 1996 - November 1, 1996
TOLUCA PACIFIC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
