Daniel J. Voccia
Professional summary
Daniel Joseph Voccia II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Daniel is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Daniel had worked at 5 firms, which includes S & F SECURITIES LLC, MERRIMAC CORPORATE SECURITIES INC., ALLEN DOUGLAS SECURITIES INC., WALNUT STREET SECURITIES INC., PRUCO SECURITIES LLC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2008 - March 10, 2009
S & F SECURITIES, LLC
January 26, 2004 - April 1, 2008
MERRIMAC CORPORATE SECURITIES, INC.
January 18, 2002 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
July 19, 2000 - July 20, 2001
WALNUT STREET SECURITIES, INC.
January 9, 1996 - April 10, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Current Firm
S & F SECURITIES, LLC
CRD#: 132489 / SEC#: , 8-66598
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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