Christopher Sheldon
Professional summary
Christopher Sheldon, who also goes by Chris Sheldon, Christopher S Sheldon, Christopher Stoddard Sheldon, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Sheldon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2024 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402July 1, 2022 - July 27, 2022
CHARLES SCHWAB & CO., INC.
July 1, 2022 - July 27, 2022
CHARLES SCHWAB & CO., INC.
April 14, 2022 - July 27, 2022
TD AMERITRADE, INC.
April 14, 2022 - July 27, 2022
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 14, 2022 - July 27, 2022
TD AMERITRADE, INC.
February 26, 2020 - July 31, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
February 25, 2020 - July 31, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
April 1, 2008 - June 24, 2008
BRIGHT TRADING, LLC
March 31, 1998 - April 24, 2000
COLLIERS SECURITIES LLC
September 22, 1997 - April 23, 1998
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2024)
Exams
Series 7TO
Date: 2/25/2020
General Securities Representative ExaminationFINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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