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GW

Gregory B. Washington

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CRD#: 2691785
GW

Professional summary

Gregory Beauchamp Washington II was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gregory is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Gregory had worked at 3 firms, which includes LLOYD SCOTT & VALENTI LTD., BERTHEL FISHER & COMPANY FINANCIAL SERVICES INC., PIPER SANDLER & CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg Washington | Gregory Beauchamp Washington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 16, 2001 - September 19, 2001

LLOYD, SCOTT & VALENTI, LTD.

BD
CRD#: 23640
AUSTIN, TX
Past

November 10, 2000 - March 8, 2001

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
CEDAR RAPIDS, IA
Past

April 6, 1998 - July 24, 2000

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/3/1998
General Securities Representative Examination

Current Firm

LS
LLOYD, SCOTT & VALENTI, LTD.
ESTOX.US | THE LAUREN GROUP, INCORPORATED | THE LAUREN FINANCIAL GROUP, INCORPORATED | LLOYD, SCOTT & VALENTI, LTD. | LLOYD, SCOTT & VALENTI, INC. | LAUREN, WATSON & COMPANY, INCORPORATED | LAUREN CAPITAL CORPORATION

CRD#: 23640 / SEC#: , 8-40615

BD
Terminated by SEC on 07/28/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 02/01/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
INFLOT HOLDINGS CORPORATIONSHAREHOLDER
LANEY, LUANNFINOP/SROP/CROP/MP1261793
MAYHEW, WILLIAM EVERETTPRESIDENT, CCO2997942

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LLOYD, SCOTT & VALENTI, LTD.

CRD#: 23640

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