Jesse F. Seegmiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesse F. Seegmiller MR., who also goes by Jesse Frank Seegmiller Mr., was a registered financial professional .
Jesse is a previously registered financial professional and started their career in finance in 2002. Jesse had worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2016 - December 31, 2025
NOVATION INVESTMENT MANAGEMENT
April 25, 2003 - December 31, 2004
PFS INVESTMENTS INC.
January 1, 2002 - March 12, 2003
SOLTIS INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NOVATION INVESTMENT MANAGEMENT
CRD#: 283997 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 2,000,000 |
Red Flags
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