John N. Carmody

JOHN N. CARMODY D.D.S. CFP

SEATTLE, WA

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CRD#: 2691764

Professional summary

John N. Carmody, CFP® is a registered financial advisor currently at JOHN N. CARMODY D.D.S. CFP, INC. located in Seattle, Washington.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John N. Carmody's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

February 1, 1996 - Present

JOHN N. CARMODY D.D.S. CFP, INC.

RIA

CRD#: 117200

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/1/1996)

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Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/1995

Uniform Investment Adviser Law Examination

Current Firm

JOHN N. CARMODY D.D.S. CFP, INC.

CRD#: 117200 / SEC#:

Washington

Registered Investment Advisory firm - (2/1/1996 Approved)

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Contact information

Main Address

Seattle, WA

Mailing Address

Phone number

(206) 241-8433

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 31,201,634

Red Flags

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John N. Carmody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John N. Carmody's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHN N. CARMODY D.D.S. CFP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/1995

Current Firm

JOHN N. CARMODY D.D.S. CFP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JOHN N. CARMODY D.D.S. CFP, INC.

TRUST BUT VERIFY

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