Patrick L. Moore

PRIVATE GROUP WEALTH MANAGEMENT

FREDERICKSBURG, TX

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CRD#: 2691683

Professional summary

Patrick Lenoyd Moore is a registered financial advisor currently at PRIVATE GROUP WEALTH MANAGEMENT, LLC located in Fredericksburg, Texas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Patrick has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PATRICK L MOORE, CPA - SOLE PRACTITIONER - NOT INVESTMENT RELATED. 609 W. MAIN ST., FREDERICKSBURG, TEXAS 78624; A CPA PRACTICE, STARTED IN FALFURRIAS, TEXAS IN FEB 1979. APPROXIMATELY 1500 HOURS IS SPENT PREPARING TAX RETURNS AND AUDITS OF FINANCIAL STATEMENTS PER YEAR; THE PRACTICE CONTINUES THROUGH THE PRESENT TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lenoyd Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2003 - Present

PRIVATE GROUP WEALTH MANAGEMENT, LLC

RIA

CRD#: 118231

FREDERICKSBURG, TX

Past

October 18, 2002 - April 30, 2003

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

December 1, 1997 - September 5, 2002

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 25, 1997 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

December 18, 1995 - October 13, 1997

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/8/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/1995

General Securities Representative Examination

Current Firm

PRIVATE GROUP WEALTH MANAGEMENT, LLC

P.L. MOORE INVESTMENT ADVISORS, LLC | PRIVATE GROUP WEALTH MANAGEMENT, LLC

CRD#: 118231 / SEC#:

Alaska

Registered Investment Advisory firm - (12/1/2006 Terminated)

Florida

Registered Investment Advisory firm - (11/28/2016 Terminated)

Georgia

Registered Investment Advisory firm - (12/1/2006 Terminated)

Texas

Registered Investment Advisory firm - (1/2/2002 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Fredericksburg, TX

Mailing Address

Phone number

(361) 442-5105

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	61
AUM (Assets Under Management)	$ 30,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick L. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Lenoyd Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE GROUP WEALTH MANAGEMENT, LLC

PRINCIPAL SECURITIES, INC.

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/1995

Series 7

Date: 12/16/1995

Current Firm

PRIVATE GROUP WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE GROUP WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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