Gerald J. Lahrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald John Lahrman was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1995. Gerald had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2004 - February 14, 2014
LAHRMAN FINANCIAL LLC
July 2, 2004 - September 13, 2004
CETERA INVESTMENT ADVISERS LLC
June 30, 2004 - September 7, 2004
CETERA FINANCIAL SPECIALISTS LLC
January 17, 2001 - July 2, 2004
HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.
August 21, 2000 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
December 18, 1995 - August 23, 2000
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAHRMAN FINANCIAL LLC
CRD#: 132343 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.