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David Martin

DXMARTIN CAPITAL
Lawrence, NY
Some features on this profile are disabled
CRD#: 2691586
DM

Professional summary

David Martin is a registered financial advisor currently at DXMARTIN CAPITAL LLC located in Lawrence, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Martin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 2, 2022 - Present

DXMARTIN CAPITAL LLC

RIA
CRD#: 315306
Lawrence, NY
Past

January 12, 1996 - June 20, 1997

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/2/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/25/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/4/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/25/1996
General Securities Principal Examination

Current Firm

DC
DXMARTIN CAPITAL LLC
DAVID X MARTIN, LLC | DXMARTIN CAPITAL LLC

CRD#: 315306 / SEC#:

New York
Registered Investment Advisory firm - (3/2/2022 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Lawrence, NY
Mailing Address
Phone number
(516) 589-4935
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DXMARTIN CAPITAL LLC

CRD#: 315306Lawrence, NY

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