Damon Gough
Professional summary
Damon Gough, who also goes by Damon A Gough, Damon Arthur Gough, is a registered financial professional currently at PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC located in New York , New York.
Damon is registered as a RR (Registered Representative) and started their career in finance in 1996. Damon has worked at 10 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Damon Gough's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2021 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 776 6th Ave 2nd Floor, New York , NY, 10001September 30, 2013 - July 19, 2021
FORESIDE FINANCIAL SERVICES, LLC
July 3, 2012 - September 24, 2013
FORESIDE FUND SERVICES, LLC
October 29, 2010 - March 12, 2012
PALISADE CAPITAL MANAGEMENT, LP
March 4, 2008 - January 26, 2009
AG BD LLC
October 16, 2006 - September 11, 2007
RMIN SECURITIES, INC.
April 23, 2003 - April 11, 2005
AMSTAR DISTRIBUTORS, INC.
July 12, 2002 - April 4, 2003
ULTIMUS FUND DISTRIBUTORS, LLC
October 5, 1998 - May 15, 2000
SCHRODER FUND ADVISORS LLC
May 19, 1996 - July 17, 1998
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2021)
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
