SP
Stanko Pavlovic
PLANMEMBER SECURITIES
Chicago, IL 60646
Some features on this profile are disabled
CRD#: 2691298
SP
Professional summary
Stanko Pavlovic, who also goes by Steve Pavlovic, Stanko Pavolvic, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Chicago, Illinois.
Stanko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Stanko has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Pavlovic | Stanko Pavolvic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Prosperity Wealth Advisors-5901 N. Cicero Ave., Ste. 507, Chicago, IL 60646; Investment related; Securities & Insurance sales & svcs; President; Start date 4/2024; 160 hrs/mnth; 130 hrs/mnth during trading. 2) 9253 S. Wentworth LLC-9253 S. Wentworth, Chicago, IL 60620; Noninvestment related; Provide house for rent; Vice President; Start date 6/2020; 5 hrs/mnth; 0 hrs/mnth during trading. 3) 8 W Lake Shore Dr LLC-8 W. Lake Shore Drive, Chicago, IL 60002; Noninvestment related; Provide house for rent; President; Start date 5/2023; 5 hrs/mnth; 0 hrs/mnth during trading. 4) MSP4 LLC-3930 N. Pine Grove, Chicago, IL 60618; Noninvestment related; Provide condo for rent; President; Start date 4/2024; 5 hrs/mnth; 0 hrs/mnth during trading. 5) HBB4 LLC-655 W. Irving Park Rd., Chicago, IL 60618; Noninvestment related; Provide condo for rent; President; Start date 4/2024; 5 hrs/mnth; 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Stanko Pavlovic's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stanko Pavlovic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2024 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 5901 N. Cicero Ave, Suite 507, Chicago, IL 60646RIA
BD
CRD#: 11869
Chicago, IL
Current
May 2, 2024 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 5901 N. Cicero Ave, Suite 507, Chicago, IL 60646RIA
BD
CRD#: 11869
Chicago, IL
Past
July 17, 2023 - June 4, 2024
THE WEALTH CONSULTING GROUP
RIA
CRD#: 173194
Chicago, IL
Past
September 19, 2017 - December 31, 2023
V WEALTH ADVISORS LLC
RIA
CRD#: 153278
Chicago, IL
Past
September 13, 2017 - May 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
CHICAGO, IL
Past
June 2, 2008 - September 25, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
RIA
CRD#: 137115
NILES, IL
Past
June 2, 2008 - September 25, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
NILES, IL
Past
October 26, 2006 - June 6, 2008
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
SKOKIE, IL
Past
December 1, 2005 - June 6, 2008
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
SKOKIE, IL
Past
April 18, 2005 - December 1, 2005
CHARTER ONE SECURITIES, INC.
BD
CRD#: 13373
CLEVELAND, OH
Past
January 12, 2001 - March 9, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
EVANSTON, IL
Past
June 20, 2000 - March 9, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
September 11, 1998 - May 10, 2000
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
August 21, 1996 - September 18, 1998
JOHN DAWSON & ASSOCIATES, INC.
BD
CRD#: 6347
CHICAGO, IL
Past
February 27, 1996 - August 23, 1996
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2024)
RR
Colorado(5/14/2024)
RR
Florida(5/3/2024)
RR
Illinois(5/8/2024)
IAR
Illinois(5/9/2024)
RR
Indiana(5/13/2024)
RR
Michigan(5/15/2024)
RR
Texas(7/22/2024)
IAR
Texas(7/22/2024)
RR
Wisconsin(5/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Chicago, IL 60646TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
